Transparency
Licensing and regulation
Comptérance applies Canadian onboarding, identity, data-security and complaint-handling controls. The status and identity of an executing provider are confirmed before a client proceeds.
Ask a specialist about the provider and regulatory information relevant to your account.
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Canadian regulatory framework
Regulation supports standards and recourse, but it does not eliminate investment risk or guarantee performance.
| Jurisdiction | Regulator | Registration / regulatory basis |
|---|---|---|
| Canada | CIRO; complaints may be escalated to OBSI where applicable | Complies with applicable Canadian requirements for client onboarding, identity verification and complaint handling. Registration details for the executing provider are confirmed before a client proceeds. |
Client asset context
Cash deposits with a member institution may be eligible for CDIC coverage, subject to its rules. Eligible securities held by a member investment dealer may be covered by CIPF, subject to its limits. Digital assets are generally not covered by CDIC or CIPF.
Financial-crime controls
Identity verification, risk assessment, record keeping and transaction monitoring are applied where relevant to the service. Additional information may be requested when account activity or legal obligations require it.